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Maximum Number of | ||||||||||||||||||||||||
Common Shares | ||||||||||||||||||||||||
Maximum Number of | Underlying the | |||||||||||||||||||||||
Number of Shares | Common Shares to be | Warrants to be Sold | Number of Shares | Percentage of Class | ||||||||||||||||||||
Owned Prior to | Sold Pursuant to | Pursuant to | Owned After | Owned After | ||||||||||||||||||||
Name of Selling Stockholder | Offering1 | this Prospectus | this Prospectus | Offering | Offering | |||||||||||||||||||
(1 | ) | Dan W. Lufkin2
|
490,418 | 70,175 | 10,526 | 490,418 | 4.5 | % | ||||||||||||||||
(2 | ) | Lake Union Capital Fund, LP3
|
0 | 100,000 | 15,000 | 0 | | |||||||||||||||||
(3 | ) | Wasatch Ultra Growth Fund4
|
0 | 103,400 | 0 | 0 | | |||||||||||||||||
(4 | ) | Wasatch Micro Cap Value Fund4
|
0 | 35,300 | 0 | 0 | | |||||||||||||||||
(5 | ) | Variable Insurance Products Fund IV: Health Care Portfolio5 |
0 | 50,420 | 7,563 | 0 | | |||||||||||||||||
(6 | ) | Fidelity Select Portfolios:
Medical Equipment and
Systems5
|
0 | 602,089 | 90,313 | 0 | | |||||||||||||||||
(7 | ) | Fidelity Advisor Series VII:
Fidelity Advisor Health Care
Fund5
|
0 | 400,123 | 60,018 | 0 | | |||||||||||||||||
(8 | ) | Eric S. Dobkin
|
358,538 | 87,719 | 13,158 | 358,538 | 3.3 | % | ||||||||||||||||
(9 | ) | Phronesis Partners, LP6
|
100,000 | 600,000 | 90,000 | 100,000 | * | |||||||||||||||||
(10 | ) | John Hancock Trust Emerging Growth Trust7 |
0 | 5,736 | 0 | 0 | | |||||||||||||||||
(11 | ) | John Hancock Health Sciences Fund7 |
250,000 | 43,860 | 0 | 250,000 | 2.3 | % | ||||||||||||||||
(12 | ) | John Hancock Small Cap Equity Fund7 |
0 | 177,590 | 26,639 | 0 | | |||||||||||||||||
(13 | ) | John Hancock Funds II Emerging Growth Fund7 |
0 | 35,972 | 0 | 0 | | |||||||||||||||||
(14 | ) | Warrant
Strategies Fund
LLC8
|
0 | 0 | 27,384 | 0 | | |||||||||||||||||
(15 | ) | Manchester
Explorer Fund
L.P.9
|
0 | 0 | 6,256 | 0 | |
* | Less than 1.0% | |
1 | Beneficial ownership is determined in accordance with the rules of the SEC. | |
2 | Includes 252,257 shares of common stock held by trusts the beneficiaries of which are family members of Mr. Lufkin. Mr. Lufkin expressly disclaims ownership of the shares held by these trusts. | |
3 | Michael Self has voting and investment power of the shares that this selling stockholder owns. | |
4 | Wasatch Advisors, Inc. is the investment adviser to Wasatch Funds, Inc., a registered investment company comprised of a series of funds under the Investment Company Act of 1940, and to a number of private separate client accounts which are the beneficial owners of our stock. John Malooly or another designee of Wasatch Advisors, Inc. has voting and investment power of the shares that this selling stockholder beneficially owns. | |
5 | The entity is a registered investment fund (the Fund) advised by Fidelity Management & Research Company (FMR Co.), a registered investment adviser under the Investment Advisers Act of 1940, as amended. FMR Co., 82 Devonshire Street, Boston, Massachusetts 02109, a wholly-owned subsidiary of FMR Corp. and an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, is the beneficial owner of the shares of our common stock outstanding as a result of acting as investment adviser to various investment companies registered under Section 8 of the Investment Company Act of 1940. Edward C. Johnson 3d, FMR Corp., through its control of FMR Co., and the Fund each has sole power to dispose of the securities owned by the Fund. Neither FMR Corp. nor Edward C. Johnson 3d, Chairman of FMR Corp., has the sole power to vote or direct the voting of the shares owned directly by the Fund, which power resides with the Funds Board of Trustees. The Fund is an affiliate of a broker-dealer. The Fund purchased the securities in the ordinary course. | |
6 | James E. Wiggins has voting and investment power of the shares that this selling stockholder owns. | |
7 | Ismail Gunes of MF Global Investment Management U.S., LLC has voting and investment power of the shares that this selling stockholder owns. | |
8 | Sean Molloy, as portfolio manager, has voting and investment power over the shares that this selling stockholder owns. | |
9 | James Besser and Donald Besser, as managing members of the general partner of the selling stockholder, share voting and investment power over the shares that this selling stockholder owns. |
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