MELA Sciences, Inc.
|
(Name of Issuer)
|
Common Stock, $0.001 par value
|
(Title of Class of Securities)
|
55277R100
|
(CUSIP Number)
|
December 31, 2011
|
(Date of Event Which Requires Filing of this Statement)
|
[_]
|
Rule 13d-1(b)
|
[X]
|
Rule 13d-1(c)
|
[_]
|
Rule 13d-1(d)
|
CUSIP No.
|
55277R100
|
|||
1.
|
NAME OF REPORTING PERSONS
|
|||
BAM Opportunity Fund, L.P.
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|||
(a) [_]
|
||||
(b) [X]
|
||||
3.
|
SEC USE ONLY
|
|||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Delaware, U.S.A.
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||||
5.
|
SOLE VOTING POWER
|
|||
0
|
||||
6.
|
SHARED VOTING POWER
|
|||
0
|
||||
7.
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8.
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
[_]
|
||||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
0
|
||||
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|||
PN |
CUSIP No.
|
55277R100
|
|||
1.
|
NAME OF REPORTING PERSONS
|
|||
BAM Total Return Master Fund, Ltd.
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|||
(a) [_]
|
||||
(b) [X]
|
||||
3.
|
SEC USE ONLY
|
|||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Cayman Islands
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||||
5.
|
SOLE VOTING POWER
|
|||
0
|
||||
6.
|
SHARED VOTING POWER
|
|||
0
|
||||
7.
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8.
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
[_]
|
||||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
0
|
||||
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|||
OO |
CUSIP No.
|
55277R100
|
|||
1.
|
NAME OF REPORTING PERSONS
|
|||
BAM Capital, LLC
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|||
(a) [_]
|
||||
(b) [X]
|
||||
3.
|
SEC USE ONLY
|
|||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Delaware, USA
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||||
5.
|
SOLE VOTING POWER
|
|||
0
|
||||
6.
|
SHARED VOTING POWER
|
|||
0
|
||||
7.
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8.
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
[_]
|
||||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
0
|
||||
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|||
OO |
CUSIP No.
|
55277R100
|
|||
1.
|
NAME OF REPORTING PERSONS
|
|||
BAM Management, LLC
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|||
(a) [_]
|
||||
(b) [X]
|
||||
3.
|
SEC USE ONLY
|
|||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Delaware, USA
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||||
5.
|
SOLE VOTING POWER
|
|||
0
|
||||
6.
|
SHARED VOTING POWER
|
|||
0
|
||||
7.
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8.
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
[_]
|
||||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
0
|
||||
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|||
OO |
CUSIP No.
|
55277R100
|
|||
1.
|
NAME OF REPORTING PERSONS
|
|||
BAM Offshore Management, LLC
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|||
(a) [_]
|
||||
(b) [X]
|
||||
3.
|
SEC USE ONLY
|
|||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Delaware, USA
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||||
5.
|
SOLE VOTING POWER
|
|||
0
|
||||
6.
|
SHARED VOTING POWER
|
|||
0
|
||||
7.
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8.
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
[_]
|
||||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
0
|
||||
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|||
OO |
CUSIP No.
|
55277R100
|
|||
1.
|
NAME OF REPORTING PERSONS
|
|||
Ross Berman
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|||
(a) [_]
|
||||
(b) [X]
|
||||
3.
|
SEC USE ONLY
|
|||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
USA
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||||
5.
|
SOLE VOTING POWER
|
|||
0
|
||||
6.
|
SHARED VOTING POWER
|
|||
0
|
||||
7.
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8.
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
[_]
|
||||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
0
|
||||
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|||
IN |
CUSIP No.
|
55277R100
|
|||
1.
|
NAME OF REPORTING PERSONS
|
|||
Hal Mintz
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|||
(a) [_]
|
||||
(b) [X]
|
||||
3.
|
SEC USE ONLY
|
|||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
USA
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
||||
5.
|
SOLE VOTING POWER
|
|||
0
|
||||
6.
|
SHARED VOTING POWER
|
|||
0
|
||||
7.
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8.
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|||
[_]
|
||||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
0
|
||||
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|||
IN |
CUSIP No.
|
55277R100
|
Item 1.
|
(a).
|
Name of Issuer:
|
|
MELA Sciences, Inc.
|
(b).
|
Address of issuer's principal executive offices:
|
||
50 South Buckhout Street, Suite 1, Irvington, NY 10533
|
Item 2.
|
(a).
|
Name of person filing:
|
|
BAM Opportunity Fund, L.P.
BAM Total Return Master Fund, Ltd.
BAM Capital, LLC
BAM Management, LLC
BAM Offshore Management, LLC
Ross Berman
Hal Mintz
|
(b).
|
Address or principal business office or, if none, residence:
|
||
BAM Opportunity Fund, L.P., c/o BAM Management, LLC
BAM Total Return Master Fund, Ltd., c/o BAM Management, LLC
BAM Capital, LLC, c/o BAM Management, LLC
Ross Berman, c/o BAM Management, LLC
Hal Mintz, c/o BAM Management, LLC
BAM Management, LLC
BAM Offshore Management, LLC
10 Mountainview Road, Suite 205
Upper Saddle River, New Jersey 07458
|
|||
(c).
|
Citizenship:
|
||
BAM Opportunity Fund, L.P. - Delaware, U.S.A.
BAM Total Return Master Fund, Ltd. – Cayman Islands
BAM Capital, LLC - Delaware, U.S.A.
BAM Management, LLC – Delaware, U.S.A.
BAM Offshore Management, LLC – Delaware, U.S.A.
Ross Berman - U.S.A.
Hal Mintz - U.S.A.
|
|||
(d).
|
Title of class of securities:
|
||
Common Stock, $0.001 par value (the “Common Stock”)
|
(e).
|
CUSIP No.:
|
||
55277R100
|
Item 3.
|
If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a
|
(a)
|
[_]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
[_]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
[_]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
[_]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
(e)
|
[_]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
[_]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-
|
|
1(b)(1)(ii)(F);
|
|||
(g)
|
[_]
|
A parent holding company or control person in accordance with §240.13d-
|
|
1(b)(1)(ii)(G);
|
|||
(h)
|
[_]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
|
|
(12 U.S.C.1813);
|
|||
(i)
|
[_]
|
A church plan that is excluded from the definition of an investment company under
|
|
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|||
(j)
|
[_]
|
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
|
|
(k)
|
[_]
|
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution
|
|
in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
|
|||
Item 4.
|
Ownership.
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a)
|
Amount beneficially owned:
BAM Opportunity Fund, L.P. – 0
BAM Total Return Master Fund, Ltd. – 0
BAM Capital, LLC – 0
BAM Management, LLC – 0
BAM Offshore Management, LLC – 0
Ross Berman – 0
Hal Mintz - 0
|
(b)
|
Percent of class:
BAM Opportunity Fund, L.P. – 0%
BAM Total Return Master Fund, Ltd. – 0%
BAM Capital, LLC – 0%
BAM Management, LLC – 0%
BAM Offshore Management, LLC – 0%
Ross Berman – 0%
Hal Mintz - 0%
|
|
(c)
|
Number of shares as to which the person has:
|
||||
BAM Opportunity Fund, L.P.
|
|||||
(i)
|
Sole power to vote or to direct the vote
|
0
|
|||
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|||
(iii)
|
Sole power to dispose or to direct the disposition of
|
0
|
|||
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|||
BAM Total Return Master Fund, Ltd.
|
|||||
(i)
|
Sole power to vote or to direct the vote
|
0
|
|||
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|||
(iii)
|
Sole power to dispose or to direct the disposition of
|
0
|
|||
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|||
BAM Capital, LLC
|
|||||
(i)
|
Sole power to vote or to direct the vote
|
0
|
|||
(ii)
|
Shared power to vote or to direct the vote
|
0
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
0
|
|
|||||
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|||||
BAM Management, LLC
|
||||||||
(i)
|
Sole power to vote or to direct the vote
|
0
|
|
|||||
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|||||
(iii)
|
Sole power to dispose or to direct the disposition of
|
0
|
|
|||||
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
.
|
|||||
BAM Offshore Management, LLC
|
||||||||
(i)
|
Sole power to vote or to direct the vote
|
0
|
|
|||||
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|||||
(iii)
|
Sole power to dispose or to direct the disposition of
|
0
|
|
|||||
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|||||
Ross Berman
|
||||||||
(i)
|
Sole power to vote or to direct the vote
|
0
|
|
|||||
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|||||
(iii)
|
Sole power to dispose or to direct the disposition of
|
0
|
|
|||||
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|||||
|
||||||||
Hal Mintz
|
||||||||
(i)
|
Sole power to vote or to direct the vote
|
0
|
|
|||||
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|||||
(iii)
|
Sole power to dispose or to direct the disposition of
|
0
|
|
|||||
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|||||
This statement relates to options to purchase Common Stock previously held by (i) the BAM Opportunity Fund, L.P. (the “Partnership”) over which BAM Capital, LLC (the “General Partner”) and BAM Management, LLC (the “Investment Manager”) had discretionary trading authority at the time the Partnership held such options and (ii) BAM Total Return Master Fund, Ltd. (“TR Master Fund”) over which BAM Offshore Management, LLC (“BAM Offshore”) had discretionary trading authority at the time TR Master Fund held such options. The managing members of the General Partner, the Investment Manager and BAM Offshore at the time the Partnership and TR Master Fund held the options to purchase Common Stock were Ross Berman and Hal Mintz, who shared investment management duties at such time. The Partnership, TR Master Fund, the General Partner, the Investment Manager, BAM Offshore, Mr. Mintz and Mr. Berman are hereinafter sometimes collectively referred to as the "Reporting Persons."
|
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than | |
five percent of the class of securities, check the following [X]. | |
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person.
|
Not applicable
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
|
Not applicable
|
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Not applicable
|
|
Item 9.
|
Notice of Dissolution of Group.
|
Not applicable
|
|
Item 10.
|
Certification.
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
January 30, 2012
|
|
(Date)
|
|
BAM Opportunity Fund, L.P.
By: Opportunity Fund GP, LLC
its General Partner
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
|
|
BAM Total Return Master Fund, Ltd.
By: BAM Offshore Management, LLC
its Investment Manager
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
BAM Capital, LLC
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
BAM Management, LLC
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
BAM Offshore Management, LLC
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
|
|
/s/ Ross Berman
Ross Berman
|
/s/ Hal Mintz*
Hal Mintz
|
BAM Opportunity Fund, L.P.
By: Opportunity Fund GP, LLC
its General Partner
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
|
BAM Total Return Master Fund, Ltd.
By: BAM Offshore Management, LLC
its Investment Manager
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
BAM Capital, LLC
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
BAM Management, LLC
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
BAM Offshore Management, LLC
By: /s/ Hal Mintz
Name: Hal Mintz
Title: Managing Member
|
/s/ Ross Berman
Ross Berman
|
/s/ Hal Mintz*
Hal Mintz
|